novel – Investor Holding

The US Securities and Exchange Commission Faces Industry-Wide Opposition to Broad "Novel ETF" Label

September 3, 2026

The U.S. Securities and Exchange Commission (SEC) is facing a significant backlash from a broad coalition of asset managers, exchanges, brokerage firms, and clearing houses over its proposed classification of…

Corporate Strategy & Governance

Delaware and New York Courts Reject Novel Securities Act Theory Against Mutual Funds

August 28, 2026

In a significant development for the mutual fund industry, two separate court rulings in July 2026 have decisively dismissed lawsuits alleging material misrepresentations and omissions under the Securities Act of…

The US Securities and Exchange Commission Faces Industry-Wide Opposition to Broad "Novel ETF" Label

Delaware and New York Courts Reject Novel Securities Act Theory Against Mutual Funds

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Capital Alone Is No Longer the Deciding Factor for Management Teams Evaluating Potential GP Partners

Tag: novel

The US Securities and Exchange Commission Faces Industry-Wide Opposition to Broad "Novel ETF" Label

Delaware and New York Courts Reject Novel Securities Act Theory Against Mutual Funds

You missed

The West’s Declining Self-Perception Fuels Nationalist Resentment

Empowering Rural Zimbabwe Through Informal Savings Groups and Community Resilience

Strategic Philanthropy: Leveraging Donor-Advised Funds to Mitigate Capital Gains Tax on Appreciated Assets

Capital Alone Is No Longer the Deciding Factor for Management Teams Evaluating Potential GP Partners