The financial advisory landscape is undergoing a significant transformation, with alternative investments emerging as a crucial component for enhancing client portfolios and driving business growth. However, the inherent complexity of…
A prominent California-based wealth management team, KWM Wealth Advisory, overseeing more than $1 billion in client assets, has officially transitioned to Raymond James’ independent advisor channel, departing from Stifel. This…
RFG Advisory has achieved a significant milestone, approaching $9 billion in client assets under management (AUM) following a robust first half of 2026. This growth has been bolstered by the…
Zeplyn, a prominent provider of an AI operating system tailored for wealth management firms, has launched Advisor Coaching, an innovative capability designed to automate the evaluation of advisor-client conversations and…
The allure of luxury collectibles, from fine art and vintage wines to classic automobiles, extends far beyond mere aesthetic appreciation. These items have increasingly been positioned not just as symbols…
The recent proposed rule amendments by the Canadian Investment Regulatory Organization (CIRO) to permit advisor incorporation, a move long advocated by industry veterans like Colin White, CEO and Portfolio Manager…
A British Columbia court has decisively rejected a sweeping counterclaim filed by a former CIBC Wood Gundy advisor, a legal maneuver that targeted 58 entities, including Canada’s leading financial institutions,…
A landmark ruling by the Ontario Superior Court of Justice has seen an investment advisor, nearing the end of a distinguished 40-year career, ordered to cease competing with his former…
Wells Fargo has launched AI Teammate, an artificial intelligence-powered capability embedded within the firm’s Advisor Gateway, aiming to streamline daily operations for financial advisors, client associates, and support teams. This…
Bank of America’s Merrill Lynch is implementing a series of significant enhancements to its advisor development program, aiming to accelerate the integration of trainee financial advisors into existing teams and…
